Total Vocabulary

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) ( 1 2 3 4 5 6 Auction TOP (theoretical )opening price LOT : ) (TOP . : . : . : . : . . - : . . . : . . . : . : . : . . . : . . . . . : . . : . . . : .

Stop Order Limit order Market order

7

Market to limit order Market on opening order Stop loss order Stop limit order

8 9 01

11

Cross order

21

Iceberg order

31

fill & kill order

41 51

All or Non order Good Till Cancel

2 92

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61 71 81 91 02 12 22 32 42

Good Till Date Sliding Validity Session Order Day Order Discount brokers Ex-date / Ex-dividend date )Fifo (First In First Out Market On Opening (MOO) Orders )Market to Limit (MTL Orders

: . : . . . . . ) ( . . . ) ( . : . . . : . . ( . . ( . . . : . . . -- . . : . / : . . . . .

Stop Limit Order 52 Trigger or Limit Prices

62 72 82 92 03 13 23

Fake-Market Order )Fill-And-Kill (FAK Limit Order Stop/Stop Loss Order )Good-Till-Date (GTD Session Order Good-Till-Cancelled )(GTC Minimum-Quantity Order

33

3 92

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.

43

1) Immediate Or ;Cancel .2) Transient Orders

.

53 63 73 83 93 04 14 24 34 44 54 64

Market manipulation Fraud and Manipulation Wash sales Painting The Tape Matched Trades ;1) Wash sales .2) Constructive sales Rumormonger Marking the close or Ramping Window Dressing Cornering Bear raid Pump & Dump

) ( . . : . : . : . : . )( : . : . . . . . : . : . : . . . ) (Trading Halt ) (Trading Suspension

74

Trash & Cash

84 94 05

Hyping and Dumping Price manipulation ;1) Ware Housing .2) Parking

15

Suspension

4 92

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) 2 ( ) (. . . . .

25

Delisting

35

Market Closure ;1) Circuit Breakers 2) Market-wide ;trading halt .3) Trading curb Transitory Volatility Tick Size Continues Trading Fairness and Orderly Market Bid-Ask spread Tightness Depth Resiliency Closing Auction Adverse Selection Risk Blue-Chip Shares Penny Stocks Free float Private Placement

45

. . . . . . . : .

55 65 75 85 95 06 16 26 36 46 56 66 76 86

5 92

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96 07

Concentration of ownership ;1) Auction Market 2) Order driven .Market

: . . . . . ) ( . . . . . . . . ) ( . . . . . .

17

;1) Dealer Market 2) Quote-Driven .Market

27

Direct Market Access

37

Alternative trading )system (ATS

47

Electronic Communication )Networks (ECNs

57

1) Dork Pool of ;Liquidity ;2) Dark Pool ;3) Dark Liquidity .4) Upstairs Market

67 77 87 97

Market Impact Liquidity demand shocks Turnover velocity Intraday Auction

6 92

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08 18 28 38 48 58 68

Materiality Cash equitizing Exposure Volatility Interrupter Trading Halts Price limits Trading Interruptions

. :

78 88 98 09 19 29 39 49 59 69 79 89

Horizontal Merger Vertical Merger Market Extension Merger Product Extension Merger Conglomeration Congeneric Merger/Concentric Merger Stock Consolidation Stock Split or Stock Subdivision Entitlement Actions Right Issue Bonus Issue Cash Bonus

. . . . . . . . . . . . ) ( . .

99

Open Offer

7 92

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: .

;100 1) Acquisition .2) Buyout 101 Target Company 102 Merge 103 Demerge 104 Distribution in Specie

105 Institutional Broker

106 Institutional Investor

107 Specialist

: . . : . . . : . . .

108 Market Authorities 109 Informed trader

8 92

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) (011 111 211

Last Trading Day Clearing House Margin Call 1) Futures Contract Market Value 2) Futures Contract Value Based on The Last Daily Settlement Price Value of Trade Futures Trading Notification 1) Corporate ;Action 2) Corporate .events ;3) Contract Size 4) Contract .Multiplier First Trading Day Futures Market Buy-In-Market Spot Market Custodian Bank ;1) Offset Position 2) Close-Out .Position Exchange Mark-to-Market Risk Disclosure Physical Settlement

311

411 511

611

711 811 911 021 121 221 321 421 521 621 721

9 92

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821 921 031 131 231 331 431 531 631 731 831 931 041 141 241 341 441 541 641 741 841 941 051

Cash Settlement Futures Contract Adjustment Adjusted last settlement price Adjusted Contract Size Trading Session Tick Size Minimum Margin Broker's Operational Account Buyer (Long )Position Taker Penalty Daily Price Limit Daily Clearing Period Delivery Period Trading Period 1) Delivery Notice ;Day .2) Declaration Day Order Order Limit Market-Wide Position Limit Open Position Limit Client Records Underlying Stock Seller (Short )Position Taker Client-Broker Agreement

) ( ) ( -

01 92

-

151

1) Single Stock ;Futures 2) Equity Futures .Contracts Daily Settlement Price Base Price Futures Contract Price & Settlement Delivery Fee Trading Fee Futures Committee Futures Contract Month Client Futures Contract Specification Position Open Position Long position Short Position Issuer Broker's Collateral Margin ,Additional Margin Extra Margin Initial Margin Variation Margin Listing Council CFD or Contract For Difference Clearing Account

251 351 451 551 651 751 851 951 061 161 261 361 461 561 661 761 861 961 071 171 271 371

11 92

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471 571 671 771 871

Clearing Participant Clients Segregated Account Default Intra-Day Margin Leverage Rising (Bullish Market) and Falling market (Bearish )Market Expiry or Maturity day Spot Month Contract Settlement Currency Transaction Fees Clearing and Settlement Fees Closing buy transaction Closing sell transaction Outstanding Obligation Opening buy transaction Opening sell transaction Trading Member Forward Contract Equity Derivatives Forward Sale )(Forward Purchase Treasury Bonds Futures Treasury Notes Futures Price Risk Transfer

) ( )(

971

081 181 281 381 481 581 681 781 881 981 091 191 291 391 491 591 691

21 92

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791 891 991 002 102 202 302 402 502 602 702 802 902 012 112 212 312 412 512 612 712 812

Risk Averse1) Risk Seeker 2) Risk Bearer 3) Risky